Overview

About David T. Harmon

About David T. Harmon

David T. Harmon, Co-Chair of the firm’s Executive Compensation and Employee Benefits Practice Group and a member of the firm’s Management Committee, focuses his practice on executive compensation, employment, and business law.

David represents senior-level employees of public and private companies in negotiating their employment packages and all associated agreements, both during the commencement of the employment relationship through offer letters and employment agreements, or at termination through severance agreements.  His practice includes employment and post-employment compensation, confidentiality, non-compete, non-solicitation, non-poach, and garden leave covenants, the Protocol for Broker Recruiting, change of control provisions, equity plans, and benefits and protections within the structures and strategies for those packages.

His clients include individuals and companies in matters involving all types of employment discrimination, wrongful termination, sexual harassment, retaliation and statutory violations.

In addition to representing individuals, David regularly counsels employers in the preparation and negotiation of employment and severance packages with their employees, the design of Human Resources compliance programs,  employee policy manuals, and training in the implementation of those policies. David also provides neutral investigative services, comprehensive employment evaluations, strategic solutions, and coaching in employment matters.

His practice spans a wide range of industries, including financial services, marketing, advertising, recruiting, health care, design, branding, publishing, fashion, engineering, real estate, technology, pharmaceutical, biotechnology among others. He is also a member of the Media Law Group, which has been ranked the highest level of recognition, Tier 1, by Media Law International.

David also serves as outside general counsel and strategist for companies in their general business, employment, litigation and transactional matters.

His wide range of experience includes representation in FINRA, AAA, and JAMS arbitrations and mediations involving employment and customer disputes, FINRA and other regulatory investigations, disciplinary matters, and Forms U4 and U5 expungement and related employment matters.

A former member of the Board of Directors of the Wall Street Technology Association, David is a member of the Business Law and Labor & Employment Sections of the New York State and American Bar Associations.

Recognized as a national authority on employment matters, David has been quoted in numerous publications including The Wall Street Journal, Advisor HubLaddersFundFire, Broker’s World, Registered Rep, and the Hedge Fund Law Report. He co-authored a chapter titled “Perspectives for Management and Executives on Structuring and Negotiating the Package: It’s not Just About the Dollars” for a book titled, Inside the Minds: Employee Benefits and Executive Compensation Plans for Aspatore Books, a Thomson Business Publisher.

David recently launched a new blog and podcast called The Employment Strategists, which explores strategies and guidance for both employers and employees in the ever-changing landscape surrounding the employment relationship.

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Education
Professional Affiliations
Bar Admissions
Awards

Media

Blog/ December 28, 2023

New York Governor Vetoes Ban on Noncompete Agreements – But it Isn’t Over

Blog/ December 14, 2023

5 Employment Mistakes Small Businesses Should Avoid

Blog/ November 27, 2023

Have Your Employment Bag Ready on a Moment’s Notice

Blog/ November 9, 2023

Navigating Remote Work: Legal Considerations for Out-of-State Employees

Blog/ October 17, 2023

Navigating Religious Accommodations in the Workplace: Recent Supreme Court Decision Sets New Standard

Blog/ January 3, 2022

The Value of Relationships in the Workplace

Blog/ August 6, 2021

In the News: Employment Agreements and Confidentiality Obligations

Blog/ October 23, 2020

An “Employment Disaster Recovery Bag” Is a Must!

Blog/ September 2, 2020

Financial Advisors: Know Your Post-Employment Restrictions Before Making a Move

Blog/ December 6, 2019

Fluctuating Workweek Overtime Method May Be Changed with Proposal from U.S. Department of Labor

Blog/ August 7, 2019

New Bill May Significantly Expand NY State Employment Rights

Blog/ July 10, 2019

The Truth About Firm-Wide Employment Terminations

Blog/ May 22, 2019

Revenge is Not Always a Dish Best Served Cold: Employer Retaliation Can Be Costly

Blog/ February 26, 2019

Companies’ Utilization of Fitness Data Raises Privacy Concerns

Blog/ October 25, 2018

In the News: Fired UBS Broker Gets to Keep Half-Million-Dollar Note Balance

Blog/ October 19, 2018

In the News: UBS Sues Fired Broker Who Didn’t Pay Arbitration Award

Blog/ August 22, 2018

Too Many Cooks Spoil the Broth

Blog/ June 25, 2018

In the News: Wells Fargo Advisors to Tell Customers They can Keep Data Away from Brokers

Blog/ February 21, 2018

In The News: Fleeing Morgan Stanley Brokers Improperly Solicit Clients

Blog/ January 1, 1970

New York Federal Judge: DOL Restrictions on Federal Paid Leave Benefits Unlawful

May 11, 2021

Mentioned, “Norris McLaughlin Appoints David Roberts as Chair,”

New Jersey Business Magazine,

Presentations/

Presentations/

October 19, 2018

Quoted, “UBS Sues Fired Broker Who Didn’t Pay Arbitration Award,”

AdvisorHub,

Presentations/

Presentations/

November 16, 2017

Quoted, “Headhunter Offers to Pay
Morgan Stanley Brokers’ Legal Fees
,”

AdvisorHub,

Presentations/

Presentations/

November 9, 2016

Quoted, “JPM Sues Advisors Who Left to Launch Indie Shop,”

FundFire,

Presentations/

June 2015

Quoted, “JPM Sues Mega Advisor Team After Flight to MSWM,”

FundFire,

Presentations/

May 2013

Developments in New York Labor Law,”

Norris McLaughlin Labor & Employment Law Alert

Presentations/

April 30, 2013

Quoted, “Don’t Alert Clients Before Defecting,”

The Wall Street Journal - Wealth Management Journal,

Presentations/

July 25, 2012

Quoted, “Complex Moves for Brokers Without Protocol,”

Dow Jones Compliance Watch,

Presentations/

April 2012

Credit Card Security: How to Protect Your Business From Fees,”

Norris McLaughlin Business Law Alert,

Presentations/

January 2012

Live Interview, “Tips for Advisers at Bankrupt Firms,”

MarketWatch,

Presentations/

April 2011

Live Interview, “Broker’s World: Seeking Legal Advice,”

MarketWatch,

Presentations/

April 2011

New York Wage Theft Prevention Act,”

Labor & Employment Law Alert,

Presentations/

October 13, 2010

Quoted, “UBS US Wealth Unit Boasts Big Adviser Recruiting Day,”

Dow Jones Street Moves,

Presentations/

Quoted, Hedge Fund Law Report

Presentations/

August 2010

Quoted, “Fraud Should Be Addressed In Bonus Contracts,”

Dow Jones Broker's World,

Presentations/

July 6, 2010

Quoted, “Adviser Alert: Contracts Are Key in a Job Shift,”

Wall Street Journal,

Presentations/

June 2010

Quoted, “Getting The Dotted Line To A New Job Signed,”

Dow Jones Broker's World,

Presentations/

June 21, 2010

Quoted, “Advisors Need Employment Details in Writing,” 

Financial Advisor Magazine,

Presentations/

July 2009

Use of the Internet in Employee Background Checks,”

Labor & Employment Law Alert,

Presentations/

March 2009

Independent Contractor or Employee? Getting It Wrong May Cost You,”

Executive Compensation & Employee Benefits Law Alert,

Presentations/

April 2009

Quoted, “IOSCO Report Scrutinizes Hedge Fund Manager Compensation as Group of 20 Prepares to Weigh in on Hedge Fund Regulation,”

The Hedge Fund Law Report,

Presentations/

March 2009

New York Enacts Law Restricting Use of Social Security Number,”

Labor & Employment Law Alert,

Presentations/

February 2009

Death Of The Noncompete For NY Broadcasters?,”

Law 360,

Presentations/

Presentations/

March/April 2008

Executive Compensation: Don’t Forget the Fringe Benefits,”

Wall Street Technology Association TICKER,

Presentations/

2008 Thomson/Aspatore

Perspectives for Management and Executives on Structuring and Negotiating the Package: It’s Not Just About the Dollars,”

INSIDE THE MINDS: Employee Benefits and Executive Compensation Client Strategies,

Presentations/

Presentations

June 20, 2018

"Know Your Labor & Employment Basics,"

Norris McLaughlin, P.A., Bridgewater, NJ,

Presentations/

March 21, 2017

"Utilizing Settlement and Severance Packages,"

Lorman Education Services Webinar,

Presentations/

Presentations/

June 26, 2015

"Employment Attorney Says Pack Your Employment Bag!"

Norris McLaughlin, P.A. YouTube,

Presentations/

June 3, 2010

"Best Practices For The Growing Business,"

Norris McLaughlin, P.A. Client Seminar,

Presentations/

March 25, 2010

"Beware! The 'Other' Side of the LSRP Program,"

Norris McLaughlin, P.A. Client Seminar,

Presentations/

Presentations/

May 24, 2006

"Recent Developments, Hot Topics and Tax Issues Impacting Tax-Exempt Organizations,"

Lorman Education Services,

Presentations/

June 1, 2006

"Some Basics About Severance Agreements,"

Hot Topics in Labor & Employment Law 2006, Norris McLaughlin, P.A. Client Seminar,

Presentations/

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